Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed

Cases 1 - 10 of 16,955

Citadel Securities LLC, et al v. Chicago Board Options Exchange, et al

as 14-2912
Plaintiff - Appellant: CITADEL SECURITIES LLC, RONIN CAPITAL, LLC, SUSQUEHANNA SECURITIES and others
Defendant - Appellee: CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED, NASDAQ OMX PHLX, f/k/a Philadelphia Stock Exchange, Inc., NYSE ARCA, INCORPORATED, f/k/a Pacific Exchange, Incorporated and others

SEC v. Anthony Vassallo, et al

as 14-16647
Plaintiff - Appellee: U.S. SECURITIES & EXCHANGE COMMISSION
Defendant - Appellee: ANTHONY VASSALLO, KENNETH KENITZER, EQUITY INVESTMENT MANAGEMENT AND TRADING, INC.
Real-party-in-interest - Appellant: MICHAEL J. CALLAHAN
Receiver - Appellee: STEPHEN E. ANDERSON, Receiver for Equity Investor Management and Training, Inc.