Cases 1 - 10 of 47
SEC v. Gastauer
as 22-1865
Plaintiff / Appellee:
US SECURITIES & EXCHANGE COMMISSION
Defendant / Appellant:
RAIMUND GASTAUER
Defendant:
ROGER KNOX, WINTERCAP S.A., MICHAEL T. GASTAUER and others
Interested Party:
UNITED STATES DEPARTMENT OF JUSTICE and CITY GROUP ALLIANCE INC.
CAREY v. ETRADE INC
as 2:2022cv00177
Plaintiff:
SETH T CAREY
Defendant:
ETRADE INC
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Tax-Free Fixed Income Fund for Puerto Rico Residents, Inc. et al v. Ocean Capital LLC et al
as 3:2022cv01101
Plaintiff:
Tax-Free Fixed Income Fund for Puerto Rico Residents, Inc., Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc., Tax-Free Fixed Income Fund III for Puerto Rico Residents, Inc. and others
Defendant:
Ocean Capital LLC, William Heath Hawk, Jos R. Izquierdo II and others
Debtor:
RAD Investments LLC
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
Securities and Exchange Commission v. Sharp et al
as 1:2021cv11276
Plaintiff:
Securities and Exchange Commission
Defendant:
Frederick L. Sharp, Zhiying Yvonne Gasarch, Courtney Kelln and others
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Waterford Township Police & Fire Retirement System v. CVS Health Corporation et al
as 1:2019cv00434
Defendant:
Mark T Bertolino, Olympia J Snowe, Tony L. White and others
Plaintiff:
Waterford Township Police & Fire Retirement System
Securities and Exchange Commission v. Landis et al
as 1:2018cv12453
Defendant:
ERIC T LANDIS and RIDGEVIEW CAPITAL PARTNERS LLC
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 12 U.S.C. § 22
Miller v. Sonus Networks, Inc. et al
as 1:2018cv12344
Defendant:
Mark T Greenquist, Raymond P. Dolan, Sonus Networks, Inc. and others
Plaintiff:
Ron Miller and William J. Sullivan
Petitioner:
Gary Williams, Arie Carmelli and Giuseppe Veleno
Cause Of Action: 12 U.S.C. § 22
Rosenblatt v. Keryx Biopharmaceuticals, Inc et al
as 1:2018cv12205
Defendant:
Alpha Therapeutics Merger Sub, Kevin J. Cameron, Daniel P. Regan and others
Plaintiff:
Jordan Rosenblatt
Cause Of Action: 28 U.S.C. § 1331
Securities and Exchange Commission v. Knox et al
as 1:2018cv12058
Defendant:
WB21 US Inc, Michael T. Gastauer, Wintercap SA Inc. and others
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Burcaw v. Analogic Corporation et al
as 1:2018cv11557
Plaintiff:
Russ Burcaw
Defendant:
MICHAEL T. MODIC, JOSEPH E. WHITTERS, Bernard C. Bailey and others
Petitioner:
Louis Buttny
Cause Of Action: 28 U.S.C. § 1331
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