Cases 1 - 9 of 9
Ray v. Financial Industry Regulatory Authority, Inc.
as 3:2020cv00327
Defendant:
Financial Industry Regulatory Authority, Inc.
Plaintiff:
Allen D. Ray, Jr.
Scottsdale Capital Advisors v. Financial Industry Regulatory
as 16-1497
Plaintiff / Appellant:
SCOTTSDALE CAPITAL ADVISORS CORPORATION, JOHN J. HURRY, TIMOTHY B. DIBLASI and others
Defendant / Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Amicus Curiae:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Scottsdale Capital Advisors Corporation et al v. Financial Industry Regulatory Authority, Inc.
as 8:2016cv00860
Defendant:
Financial Industry Regulatory Authority, Inc.
Plaintiff:
Scottsdale Capital Advisors Corporation, John J. Hurry, Timothy B. DiBlasi and others
Amicus Curiae:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 78
Scottsdale Capital Advisors v. Financial Industry Regulatory
as 16-1497
Plaintiff - Appellant:
SCOTTSDALE CAPITAL ADVISORS CORPORATION, JOHN J. HURRY, TIMOTHY B. DIBLASI and others
Defendant - Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Troutman v. Suntrust Bank et al
as 3:2013cv01690
Plaintiff:
John C Troutman, Jr
Defendant:
SunTrust Bank , SunTrust Banks Inc , SunTrust Investment Services Inc and others
Cause Of Action: 28 U.S.C. § 1332 Diversity-Declaratory Judgment
Flowers v. Wells Fargo Advisors, LLC et al.
as 7:2012cv00052
Defendant:
Wells Fargo Advisors, LLC , Stephen McKenzie and Financial Industry Regulatory Authority, Inc.
Plaintiff:
William B. Flowers
Cause Of Action: 28 U.S.C. § 1441
Rodarte v. Financial Industry Regulatory Authority Inc, The et al
as 3:2011mc00084
Plaintiff:
David Rodarte
Defendant:
Financial Industry Regulatory Authority Inc, The and brokersXpress LLC
RBC Dain Rauscher, Inc. v. Financial Industry Regulatory Authority, Inc.
as 3:2008cv00565
Plaintiff:
RBC Dain Rauscher, Inc. and RBC Dain Rauscher, Inc.
Defendant:
Financial Industry Regulatory Authority, Inc., Financial Industry Regulatory Authority, Inc. and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 28 U.S.C. § 1441 Notice of Removal
Rousseaux v. Financial Industry Regulatory Authority, Inc.
as 8:2008cv00782
Plaintiff:
Philippe A. Rousseaux
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: Federal Question
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