Cases 1 - 10 of 19
US Securities and Exchange Commission v. Sapere Wealth Management, LLC et al
as 3:2023cv00172
Plaintiff:
US Securities and Exchange Commission
Defendant:
Sapere Wealth Management, LLC and Scott Trease
Vanguard Group, Inc. v. Snipes et al
as 3:2022cv00261
Counter Defendant:
Vanguard Group, Inc.
Counter Claimant:
Matthew Philip Snipes and Topsail Wealth Management, LLC
Cause Of Action: 28 U.S.C. § 1332 Diversity-Contract Dispute
Congress Wealth Management LLC v. Mason et al
as 1:2021cv02942
Plaintiff:
Congress Wealth Management LLC
Defendant:
Joshua Mason and Carrie Beren
Cause Of Action: 28 U.S.C. § 1332
Finley Alexander Wealth Management, LLC et al v. M & O Marketing, Inc. et al
as 8:2019cv01312
Defendant:
M & O Marketing, Inc., Dennis M. Brown, Ryan D Brown and others
Plaintiff:
Kyle Winkfield and Finley Alexander Wealth Management, LLC
Cause Of Action: 28 U.S.C. § 1332
Securities and Exchange Commission v. Peters et al
as 5:2017cv00630
Plaintiff:
Securities and Exchange Commission
Defendant:
Stephen Condon Peters, VisionQuest Wealth Management, LLC, VisionQuest Capital, LLC and others
Cause Of Action: 15 U.S.C. § 77
United States of America v. Peters et al
as 5:2017cv00349
Plaintiff:
United States of America
Defendant:
Stephen Peters , Amy Peters , VisionQuest Wealth LLC and others
Cause Of Action: 21 U.S.C. § 881
Charles Schwab & Co., Inc. v. WS Wealth Management, LLC et al
as 1:2016cv00352
Plaintiff:
Charles Schwab & Co., Inc.
Defendant:
WS Wealth Management, LLC , Jonathan David Wagner , Caroline E. Stys and others
Cause Of Action: 28 U.S.C. § 1332
Cooper et al v. Massachusetts Mutual Life Insurance Company et al
as 2:2014cv04642
Plaintiff:
Ronald B Cooper and Grant Cooper
Defendant:
Massachusetts Mutual Life Insurance Company and HFF Wealth Management LLC
Cause Of Action: 28 U.S.C. § 1332
Bergeron v. Prestige Wealth Management LLC
as 5:2013cv00204
Plaintiff:
Denis Bergeron
Defendant:
Prestige Wealth Management LLC
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Civil Rights Violation
US Commodity Futures Trading Commission v. Simmons et al
as 3:2011cv00023
Defendant:
Keith F. Simmons, Black Diamond Capital Solutions, LLC, Black Diamond Holdings, LLC and others
Plaintiff:
US Commodity Futures Trading Commission
Intervenor:
Claggett & Sons, Inc. and United States
Cause Of Action: 7 U.S.C. § 6
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