Securities/Commodities/Exchanges Cases
Cases 31 - 40 of 60
Oppenheimerfunds, et al v. Stockwell, et al
as 15-1139
Plaintiff - Appellee: STEPHEN LOWE, KENNETH MILHEM, ROBERT RIVERA and others
Defendant - Appellant: SCOTT S. COTTIER, RONALD H. FIELDING, DANIEL G. LOUGHRAN and others
: , , and others
Oppenheimerfunds, et al v. Stockwell, et al
as 15-1139
Plaintiff / Appellee: STEPHEN LOWE, KENNETH MILHEM, ROBERT RIVERA and others
Defendant / Appellant: SCOTT S. COTTIER, RONALD H. FIELDING, DANIEL G. LOUGHRAN and others
Downes, et al v. Rivera, et al
as 15-1138
Plaintiff - Appellee: STEPHEN LOWE, KENNETH MILHEM, ROBERT RIVERA and others
Defendant - Appellant: DAVID K. DOWNES, MATTHEW P. FINK, ROBERT G. GALLI and others
: , , and others
Austin v. Walton et al
as 4:2014cv04153
Plaintiff: Nathan F Austin
Defendant: S Robson Walton , Michael T Duke , H Lee Scott, Jr and others
Cause Of Action: 28 U.S.C. § 1441
Austin v. Walton et al
as 4:2014cv00528
Plaintiff: Nathan F Austin
Defendant: S Robson Walton , Michael T Duke , H Lee Scott, Jr and others
Cause Of Action: 28 U.S.C. § 1441
Hidalgo-Velez, et al v. San Juan Asset Management, Inc, et al We have downloadable decisions or orders for this case
as 13-1574
Plaintiff - Appellant: EDUARDO HIDALGO-VELEZ, ESTATE OF ELISA VELEZ, CANDIDA URRUTIA and others
Defendant - Appellee: SAN JUAN ASSET MANAGEMENT, INC., BBVA SECURITIES OF PUERTO RICO, INC., PRICEWATERHOUSECOOPERS, LLP and others
Roman et al v. UBS Financial Services, Inc. of Puerto Rico et al We have downloadable decisions or orders for this case
as 3:2012cv01663
Plaintiff: Carmelo Roman , Ricardo Roman-Rivera and SDM Holdings, Inc.
Defendant: UBS Financial Services, Inc. of Puerto Rico, UBS Trust Company of Puerto Rico, Puerto Rico Investors Tax-Free Fund IV, Inc. and others
Cause Of Action: 15 U.S.C. § 78
Rivera v. Fidelity Investments et al
as 1:2012cv05324
Plaintiff: Jacinto Rivera
Defendant: Fidelity Investments, The Nasdaq Stock Market LLC and NASDAQ OMX Group, Inc.
Cause Of Action: 15 U.S.C. § 78
Reed et al v. Proskauer Rose LLP et al
as 3:2012cv01806
Plaintiff: Pam Reed , Carrau Trust , David Galante and others
Defendant: Proskauer Rose LLP , THOMAS V. SJOBLOM , Chadbourne & Parke LLP and others
Cause Of Action: 15 U.S.C. § 77
Gale et al v. Proskauer Rose LLP et al
as 3:2012cv01803
Plaintiff: Michael Gale , Andres Banuelos , Felipe Benavides and others
Defendant: Proskauer Rose LLP , THOMAS V. SJOBLOM , Chadbourne & Parke LLP and others
Cause Of Action: 15 U.S.C. § 77

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