Securities/Commodities/Exchanges Cases
Cases 1 - 10 of 62
Rosenberg v. Mass Mutual Life Insurance Co. We have downloadable decisions or orders for this case
as 1:2023cv10441
Plaintiff: Douglas Rosenberg
Defendant: Mass Mutual Life Insurance Co., Keith Patrick Gill and MML Investors Services, LLC
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Breach of Contract
Ed Baeza et al v. Reliant Life Shares, LLC et al
as 2:2023cv00474
Plaintiff: Ed Baeza, Concepcion Baeza, Ansary Bassir and others
Defendant: Reliant Life Shares, LLC, RLS Financial Services, Inc., RMS Trust and others
Cause Of Action: 28 U.S.C. § 1441 - Notice of Removal - SEC Act
Gwendalyn Douglass v. Reliant Life Shares LLC et al We have downloadable decisions or orders for this case
as 2:2023cv00460
Plaintiff: Gwendalyn Douglass
Petitioner: Reliant Life Shares LLC aka RELIANT CAPITAL and Bank of Utah, as Trustee of the Reliant Life Shares Series Statutory Trust (erroneously sued as Bank of Utah)
Defendant: Reliant Life Shares LLC, Reliant Capital, RLS Financial Services, Inc., RMS Trust and others
Cause Of Action: 28 U.S.C. § 1441 Notice of Removal
Obeslo v. Great-West Life and Annuity Insurance Co, et al
as 22-1292
Plaintiff: JOAN OBESLO, ANNE HALL and TINA GORRELL-DEYERLE, on behalf of Great-Western Funds, Inc.
Defendant / Appellee: GREAT-WEST LIFE AND ANNUITY INSURANCE CO, GREAT-WEST CAPITAL MANAGEMENT, LLC, GREAT-WEST LIFE AND ANNUITY INSURANCE CO. and others
Appellant: SCHLICHTER BOGARD & DENTON LLP
Obeslo, et al v. Empower Capital, et al
as 22-1291
Plaintiff: JOAN OBESLO, ANNE HALL, TINA GORRELL-DEYERLE, on behalf of Great-Western Funds, Inc. and others
Defendant / Appellee: GREAT-WEST LIFE AND ANNUITY INSURANCE CO, GREAT-WEST CAPITAL MANAGEMENT, LLC, GREAT-WEST LIFE AND ANNUITY INSURANCE CO. and others
Appellant: SCHNEIDER WALLACE COTTRELL KONECKY LLP
City of Providence, Rhode v. Bats Global Markets, Inc.
as 22-920
Plaintiff: Plumbers and Pipefitters National Pension Fund, Forsta AP-fonden, StateBoston Retirement System and others
Plaintiff / Appellant: City of Providence, Rhode Island, individually and on behalf of all others similarly situated, Employees' Retirement System of the Government of the Virgin Islands, United Association National Pension Fund and others
Defendant: Wedbush Securities, Inc., Tradework Inc., Bids Trading, L.P. and others
Defendant / Appellee: Chicago Stock Exchange, Inc., Direct Edge ECN, L.L.C., The Nasdaq Stock Market L.L.C. and others
Iovin v Keith Patrick Gill, et al.
as 3:2021cv10264
Defendant: MML Investors Services, LLC, Massachusetts Mutual Life Insurance Co. and Keith Patrick Gill
Plaintiff: Christian Iovin
Cause Of Action: 15 U.S.C. § 77
Plaintiff v. Defendant We have downloadable decisions or orders for this case
as 1:2021cv01333
Plaintiff: Plaintiff v. Defendant
Defendant: Plaintiff v. Defendant
NORTHWESTERN MUTUAL LIFE INSURANCE CO. et al v. VALEANT PHARMACEUTICALS INTERNATIONAL, INC. et al We have downloadable decisions or orders for this case
as 3:2018cv15286
Defendant: HOWARD B. SCHILLER, TANYA CARRO, VALEANT PHARMACEUTICALS INTERNATIONAL, INC. and others
Plaintiff: NORTHWESTERN MUTUAL SERIES FUND, INC. - RESEARCH INTERNATIONAL CORE PORTFOLIO, NORTHWESTERN MUTUAL SERIES FUND, INC. - HIGH YIELD BOND PORTFOLIO and NORTHWESTERN MUTUAL LIFE INSURANCE CO.
Mary Ann Sivolella, et al v. AXA Equitable Life Insurance C, et al We have downloadable decisions or orders for this case
as 16-4241
Plaintiff - Appellant: MARY ANN SIVOLELLA, for ther use and benefit of the EQ/Common Stock Index Portfolio, the EQ/Equity Growth PLUS Portfolio, the EQ/Equity 500 Index Portfolio, the EQ/Large Cap Value PLUS Portfolio, The EQ/Global Multi-Sector Equity Portfolio, the EQ/Mid Cap, GLENN D. SANFORD, for the use and benefit of the EQ/Large Cap Value PLUS Portfolio, the EQ/CLobal Multi-Sector Equity Portfolio, the ES/T. Rowe Price Growth Stock Portfolio and the EQ/GAMCO Small Company Value Portfolio, WILLIAM R. TUCKER, for the use and benefit of the EQ/GAMCO Small COmpany Value Portfolio and hte EQ/T. Rowe Price Growth Portfolio and others
Plaintiff - Appellee: ROBERT CUSACK, for the use and benefit of the EQ/Large Cap Value PLUS Portfolio, the EQ/Core Bond Index Portfolio and the EQ/Mid Cap Value PLUS Portfolio
Defendant - Appellee: AXA EQUITABLE LIFE INSURANCE CO and AXA EQUITABLE FUNDS MANAGEMENT GROUP LLC

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?