Cases 31 - 40 of 86
HA&W Wealth Management, LLC v. United States Department of Labor, Employee Benefits Security Administration
as 1:2016mi00019
Petitioner:
HA&W Wealth Management, LLC
Respondent:
United States Department of Labor, Employee Benefits Security Administration
Cause Of Action: 05 U.S.C. § 702
Securities and Exchange Commission v. Durante
as 1:2015cv09874
Plaintiff:
Securities and Exchange Commission
Defendant:
Edward Durante, Abida Khan, Larry Werbel and others
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. OVO Wealth Management, LLC et al
as 1:2015cv00699
Defendant:
OVO Wealth Management, LLC, William M. Apostelos, Connie Apostelos and others
Plaintiff:
Securities And Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Summit Asset Strategies Investment Management, LLC et al
as 2:2015cv01429
Plaintiff:
Securities and Exchange Commission
Defendant:
Summit Asset Strategies Investment Management, LLC, Summit Asset Strategies Wealth Management, LLC and Chris Yoo
Cause Of Action: 15 U.S.C. § 77
CASE NUMBER NOT USED
as 2:2015cv01426
Plaintiff:
Securities and Exchange Commission
Defendant:
Chris Yoo, Summit Asset Strategies Investment Management, LLC and Summit Asset Strategies Wealth Management, LLC
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Churchville et al
as 1:2015cv00191
Defendant:
Patrick Churchville , Clearpath Wealth Management LLC , CLEARPATH MULTI-STRATEGY FUND I, L.P. and others
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 12 U.S.C. § 22
Zazzali v. Alexander Partners LLC et al
as 1:2014cv00419
Plaintiff:
James R. Zazzali
Defendant:
Alexander Partners LLC, Brewer Financial Services LlC , Brewer Investment Group LLC and others
Claimant:
Todd F. Gerot and Diane R. Gerot
Cause Of Action: 15 U.S.C. § 78
Thuman v. Dembski et al
as 1:2013cv01087
Plaintiff:
Gregory J. Thuman
Defendant:
Timothy S. Dembski, Scott M. Stephan, Prestige Wealth Management Fund, LP and others
Cause Of Action: 28 U.S.C. § 1331
KOENEMUND et al v. SICA WEALTH MANAGEMENT LLC et al
as 2:2013cv03448
Plaintiff:
FRANK KOENEMUND and BARBARA KOENEMUND
Defendant:
SICA WEALTH MANAGEMENT LLC and JEFFREY SICA
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Securities and Exchange Commission v. Laborio et al
as 1:2012cv11489
Plaintiff:
Securities and Exchange Commission
Defendant:
Edward M. Laborio, Jonathan Fraiman, Matthew K Lazar and others
Cause Of Action: 15 U.S.C. § 77
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