Cases 1 - 10 of 10
GIEREK et al v. AMERICAN EXPRESS et al
as 2:2021cv04027
Defendant:
FIDELITY BROKERAGE SERVICES doing business as FIDELITY INVESTMENTS, METROPOLITAN LIFE INSURANCE COMPANY, PUTNAM INVESTMENTS, LLC and others
Plaintiff:
SOPHIE GIEREK and DONNA M GIEREK
Cause Of Action: 15 U.S.C. § 1601
Securities and Exchange Commission v. Shapiro
as 1:2015cv07045
Interested Party:
Alliancebernstein, L.P. and Putnam Investments LLC
Defendant:
Michael A. Gramins, Tyler G. Peters and Ross B. Shapiro
Plaintiff:
Securities and Exchange Commission
Intervenor:
United States Attorney's Office, District of Connecticut
Cause Of Action: 15 U.S.C. § 77
UNITED STATES OF AMERICA v. LYNN et al
as 2:2013mc00104
Plaintiff:
UNITED STATES OF AMERICA
Defendant:
ROBERT B. LYNN
Garnishee:
PUTNAM INVESTMENTS
Robert Brockway v. Evergreen International Trust
as 11-1547
Plaintiff - Appellant:
ROBERT BROCKWAY, individually and on behalf of all others similarly situated
Plaintiff:
CARL KIRCHER, individually and on behalf of all others similarly situated
Defendant - Appellee:
PUTNAM FUNDS TRUST, a business trust, PUTNAM INVESTMENT MANAGEMENT, LLC, EVERGREEN INTERNATIONAL TRUST, a business trust and others
Kircher et al v. Putnam Funds Trust et al
as 1:2010cv01887
Plaintiff:
Carl Kircher and Robert Brockway
Defendant:
Putnam Funds Trust, Putnam Investment Management, LLC, Evergreen International Trust and others
Cause Of Action: 15 U.S.C. § 78
Dudley et al v. Putnam International Equity Fund et al
as 3:2010cv00328
Plaintiff:
Steve Dudley and Beth Dudley
Defendant:
Putnam International Equity Fund and Putnam Investment Management, LLC
Cause Of Action: 15 U.S.C. § 78
Dudley et al v. Putnam Investment Funds et al
as 3:2010cv00327
Plaintiff:
Steve Dudley and Beth Dudley
Defendant:
Putnam Investment Funds and Putnam Investment Management, LLC
Cause Of Action: 15 U.S.C. § 78
Kircher et al v. Putnam Funds Trust et al
as 3:2010cv00326
Plaintiff:
Carl Kircher and Robert Brockway
Defendant:
Putnam Funds Trust , Putnam Investment Management, LLC , Evergreen International Trust and others
Cause Of Action: 15 U.S.C. § 78
Joseph Shanis v. Putnam Investments Trust
as 09-1792
Plaintiff - Appellant:
JOSEPH SHANIS and LEAD PLAINTIFF OHIO TUITION TRUST AUTHORITY
Plaintiff:
DIANE SAUNDERS, on behalf of herself and all others similarly situated, THOMAS W. FORSTER, THE CITY OF SUNRISE GENERAL EMPLOYEES' RETIREMENT PLAN and others
Defendant - Appellee:
PUTNAM INVESTMENTS TRUST, PUTNAM INVESTMENT MANAGEMENT, LLC, JAMES PRUSKO and others
Defendant - None:
PUTNAM FIDUCIARY TRUST COMPANY, PRUDENTIAL SECURITIES, INCORPORATED, LINCOLN FINANCIAL ADVISORS CORPORATION and others
Movant - None:
JILL LYNN BAILIN, PUTNAM FUNDS, JOANNE S. BASEMAN and others
In re: Alger, Columbia, Janus, MFS, One Group, Putnam, Allianz Dresdner
as 1:2004md15863
Defendant:
Charles Schwab Trust Company, Putnam Asia Pacific Growth Fund, Daniel G. Calugar and others
Plaintiff:
Harry Jacobs, Edward I. Segel, Jean Stigas and others
Cross Defendant:
Bear Stearns & Co., Inc., Bear Stearns & Co. Inc. and Bear Stearns Securities Corporation
Petitioner:
Steven S. Scholes, Jonathan Lee Riches, The Individual Fund Plaintiffs and others
Intervenor:
Van Kampen Series Fund Inc.
Amicus Curiae:
AVZ, Inc., Invesco Funds Group, Inc. and Amvescap Retirement, Inc.
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