Cases 1 - 10 of 50
Ransom v. Gozola et al
as 2:2024cv00543
Petitioner:
Terrence Scott Ransom
Respondent:
Richard W Gozola and Financial Industry Regulatory Authority
Cause Of Action: 27 U.S.C. § 185 Enforcement of Arbitration Award
Richard Hofman v. Fidelity Brokerage Services LLC, et al
as 23-55494
Plaintiff / Appellant:
RICHARD ALAN HOFMAN and RICHARD HOFMAN
Defendant / Appellee:
FIDELITY BROKERAGE SERVICES LLC, Previously sued as Fidelity Investment Financial Services Corporation Erroneously Sued As Fidelity Investment Financial Services Corporation, FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., DEPOSITORY TRUST AND CLEARING CORPORATION and others
SCAP 9, LLC v. Financial Industry Regulatory Authority, Inc.
as 23-15627
Plaintiff / Appellant:
SCAP 9, LLC
Defendant / Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Hensley v. TD Ameritrade Inc et al
as 3:2023cv05159
Defendant:
Financial Industry Regulatory Authority, TD Ameritrade Inc, Waterhouse Securities Inc and others
Plaintiff:
Alain Hensley
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Richard Hofman v. Fidelity Brokerage Services LLC et al
as 2:2023cv00881
Plaintiff:
Richard Alan Hofman and Richard Hofman
Defendant:
Fidelity Brokerage Services LLC, Financial Industry Regulatory Authority, Inc., Depository Trust & Clearing Corporation and others
Cause Of Action: 28 U.S.C. § 1446 Notice of Removal
Marquardt v. Financial Industry Regulatory Authority et al
as 3:2022cv05538
Plaintiff:
Shannon Marquardt
Defendant:
Financial Industry Regulatory Authority and First Republic Securities Company, LLC
Cause Of Action: 09 U.S.C. § 1 U.S. Arbitration Act
SCAP 9, LLC v. Financial Industry Regulatory Authority, Inc.
as 3:2022cv00380
Plaintiff:
SCAP 9, LLC
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 28 U.S.C. § 1441 Petition for Removal- Property Damage
Aurangzeb Pirzada v. Financial Industry Regulatory Authority, Inc. et al
as 2:2021cv07395
Plaintiff:
Aurangzeb Pirzada and Zeb Pirzada
Defendant:
Financial Industry Regulatory Authority, Inc. (Finra), A Private Company, David Watson, Deborah Pohlson and others
Cause Of Action: 28 U.S.C. § 1441
Justin H. Wilkes v. Randstad US, LLC et al
as 2:2021cv05707
Plaintiff:
Justin H. Wilkes
Defendant:
Randstad US, LLC and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 42 U.S.C. § 2000
Cristo v. US Securities and Exchange Comission et al
as 3:2019cv01910
Defendant:
US Securities and Exchange Comission, Financial Industry Regulatory Authority, FINRA employees DOE 1-20 and others
Plaintiff:
Constantine Gus Cristo
Cause Of Action: 28 U.S.C. § 1331
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