Cases 1 - 10 of 20
Strege v. Charles Schwab et al
as 3:2024cv00667
Plaintiff:
Adam Strege
Defendant:
Charles Schwab, Uranium One, Energy Fuels and others
Cause Of Action: 15 U.S.C. § 1681 Fair Credit Reporting Act
Clark v. The Charles Schwab Corporation et al
as 4:2024cv00073
Plaintiff:
Jason Ray Clark
Defendant:
The Charles Schwab Corporation, The Colorado Division of Securities, The Colorado Department of Regulatory Agencies and others
Cause Of Action: 42 U.S.C. § 1983 Civil Rights Act
Black et al v. Financial Industry Regulatory Authority et al
as 3:2023cv00709
Plaintiff:
Frank Harmon Black and Southeast Investments, N.C., Inc.
Defendant:
Financial Industry Regulatory Authority and Securities and Exchange Commission
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
LEBENTAL v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
as 1:2023cv03119
Plaintiff:
SIDNEY LEBENTAL
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Intervenor:
UNITED STATES OF AMERICA
Cause Of Action: 28 U.S.C. § 2201 Constitutionality of State Statute(s)
Alpine Securities Corporation, et al v. Financial Industry Regulatory Authority, Inc.
as 23-5129
Plaintiff / Appellant:
Alpine Securities Corporation
Plaintiff / Appellee:
Scottsdale Capital Advisors Corporation
Defendant / Appellee:
Financial Industry Regulatory Authority, Inc. and Financial Industry Regulatory Authority
Intervenor Defendant / Appellee:
United States of America
SCOTTSDALE CAPITAL ADVISORS CORPORATION et al v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
as 1:2023cv01506
Plaintiff:
SCOTTSDALE CAPITAL ADVISORS CORPORATION and ALPINE SECURITIES CORPORATION
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Intervenor Defendant:
UNITED STATES OF AMERICA
Cause Of Action: 28 U.S.C. § 2201 Constitutionality of State Statute(s)
Clark v. Colorado Division of Securities, The, et al.
as 1:2023cv00191
Plaintiff:
Jason Ray Clark
Defendant:
CDS, Colorado Division of Securities, The, United States Securities Exchange Commission, The and others
Cause Of Action: 42 U.S.C. § 1983 Civil Rights Act
Scottsdale Capital Advisors Corporation et al
as 8:2022cv02347
Plaintiff:
Scottsdale Capital Advisors Corporation and Alpine Securities Corporation
Defendant:
Financial Industry Regulatory Authority, Inc.
Intervenor Defendant:
United States of America
Cause Of Action: 28 U.S.C. § 2201 Constitutionality of State Statute(s)
Cristo v. US Securities and Exchange Comission et al
as 3:2019cv01910
Defendant:
US Securities and Exchange Comission, Financial Industry Regulatory Authority, FINRA employees DOE 1-20 and others
Plaintiff:
Constantine Gus Cristo
Cause Of Action: 28 U.S.C. § 1331
Plaintiff v. Defendant
as 8:2015cv03265
Plaintiff:
Plaintiff v. Defendant
Defendant:
Plaintiff v. Defendant
Cause Of Action: 28 U.S.C. § 1331
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