Cases
Cases 31 - 40 of 78
Estate of Castaneda v. Jack Conway, et al
as 17-35742
Plaintiff / Appellant: ESTATE OF CASTANEDA, Executor of Estate in GP013531 & GP 013952, James Blume, USMC, AKA Jose Castaneda
Defendant / Appellee: JACK KENNETH CONWAY, CHASE BANK, LISA MARIE MACCARLEY and others
Estate of Castaneda v. Jack Conway, et al
as 17-35742
Plaintiff - Appellant: ESTATE OF CASTANEDA, Executor of Estate in GP013531 & GP 013952, James Blume, USMC, AKA Jose Castaneda
Defendant - Appellee: JACK KENNETH CONWAY, CHASE BANK, LISA MARIE MACCARLEY and others
Nicholas Webb, et al v. Financial Industry Regulatory We have downloadable decisions or orders for this case
as 17-2526
Plaintiff - Appellant: NICHOLAS WEBB and THAD BEVERSDORF
Defendant - Appellee: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INCORPORATED, successor to FINRA Dispute Resolution, Inc.
Estate of Castaneda v. Conway et al
as 3:2017cv01075
Plaintiff: Estate of Castaneda and James Blume
Defendant: Jack K. Conway, Chase Bank, Lisa Marie MacCarley and others
Cause Of Action: 28 U.S.C. § 1331
Nolan v. MetLife Securities, Inc. et al We have downloadable decisions or orders for this case
as 4:2017mc00116
Plaintiff: Marc J Nolan
Defendant: MetLife Securities, Inc., Michael J Gelina and FINRA Regulation, Inc.
Cause Of Action: Civil Miscellaneous Case
Spire Securities, LLC v. Finra Dispute Resolution et al
as 1:2016cv09507
Plaintiff: Spire Securities, LLC
Defendant: Finra Dispute Resolution, Richard Berry, Sandra Parker and others
Cause Of Action: 09 U.S.C. § 1
Pfeffer v. FINRA's Arbitration Panel et al We have downloadable decisions or orders for this case
as 7:2016cv08321
Plaintiff: Alba T. Pfeffer
Defendant: FINRA's Arbitration Panel , Wells Fargo Advisors, LLC and Andre Mirkine
Cause Of Action: 09 U.S.C. § 0010
Flynn v. Malley et al
as 3:2016cv01211
Plaintiff: John J. Flynn
Defendant: George Malley, FINRA, Jack Hardy and others
Cause Of Action: 18 U.S.C. § 1961
MURPHY v. FINRA DISPUTE RESOLUTION
as 2:2016mc00126
Petitioner: KEVIN J. MURPHY
Respondent: FINRA DISPUTE RESOLUTION
Cause Of Action: 9 U.S.C. § 9
Flynn v. NASD et al
as 3:2016cv00714
Plaintiff: John J. Flynn
Defendant: National Association of Securities Dealers and Finra Financial Regulatory Association
Cause Of Action: 18 U.S.C. § 1961

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