Cases filed in the Fourth Circuit Courts
Cases 1 - 10 of 14
RSS Feed | View as table | Sort by last update
Ray v. Financial Industry Regulatory Authority, Inc. We have downloadable decisions or orders for this case
as 3:2020cv00327
Defendant: Financial Industry Regulatory Authority, Inc.
Plaintiff: Allen D. Ray, Jr.
Guthrie v. Financial Industry Regulatory Authority, Inc. et al
as 1:2017cv01296
Plaintiff: Sharon Guthrie
Defendant: Financial Industry Regulatory Authority, Inc., Prudential Insurance Company of America and Financial Industry Regulatory Authority, Inc. Long Term Disability Insurance Plan #507
Cause Of Action: 28 U.S.C. § 1332
Scottsdale Capital Advisors v. Financial Industry Regulatory
as 16-1497
Plaintiff / Appellant: SCOTTSDALE CAPITAL ADVISORS CORPORATION, JOHN J. HURRY, TIMOTHY B. DIBLASI and others
Defendant / Appellee: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Amicus Curiae: UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Scottsdale Capital Advisors v. Financial Industry Regulatory We have downloadable decisions or orders for this case
as 16-1497
Plaintiff - Appellant: SCOTTSDALE CAPITAL ADVISORS CORPORATION, JOHN J. HURRY, TIMOTHY B. DIBLASI and others
Defendant - Appellee: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Scottsdale Capital Advisors Corporation et al v. Financial Industry Regulatory Authority, Inc.
as 8:2016cv00860
Defendant: Financial Industry Regulatory Authority, Inc.
Plaintiff: Scottsdale Capital Advisors Corporation, John J. Hurry, Timothy B. DiBlasi and others
Amicus Curiae: Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 78
Troutman v. Suntrust Bank et al We have downloadable decisions or orders for this case
as 3:2013cv01690
Plaintiff: John C Troutman, Jr
Defendant: SunTrust Bank , SunTrust Banks Inc , SunTrust Investment Services Inc and others
Cause Of Action: 28 U.S.C. § 1332 Diversity-Declaratory Judgment
Financial Industry Regulatory Authority, Inc. v. AXIS Insurance Company We have downloadable decisions or orders for this case
as 8:2012cv01053
Plaintiff: Financial Industry Regulatory Authority, Inc.
Defendant: AXIS Insurance Company
Cause Of Action: 28 U.S.C. § 1441
Type: Contract › Insurance
Flowers v. Wells Fargo Advisors, LLC et al. We have downloadable decisions or orders for this case
as 7:2012cv00052
Defendant: Wells Fargo Advisors, LLC , Stephen McKenzie and Financial Industry Regulatory Authority, Inc.
Plaintiff: William B. Flowers
Cause Of Action: 28 U.S.C. § 1441
Rodarte v. Financial Industry Regulatory Authority Inc, The et al We have downloadable decisions or orders for this case
as 3:2011mc00084
Plaintiff: David Rodarte
Defendant: Financial Industry Regulatory Authority Inc, The and brokersXpress LLC
WESTPARK CAPITAL, INC., v. Financial Industry Regulatory Authority, Inc.
as 8:2010cv03471
Plaintiff: Westpark Capital, Inc.
Defendant: Financial Industry Regulatory Authority, Inc.
Cause Of Action: 15 U.S.C. § 78

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.

Why Is My Information Online?