Cases 1 - 10 of 100
United States Securities & Exchange Commission v. Amah
as 26-2582
Plaintiff:
UNITED STATES SECURITIES & EXCHANGE COMMISSION
Defendant:
EVARIST C. AMAH
Securities and Exchange Commission v. Xia
as 26-2543
Defendant:
RICHARD XIA, -, JULIA YUE, Relief Defendant, FLEET NEW YORK METROPOLITAN REGIONAL CENTER LLC and others
Plaintiff:
UNITED STATES SECURITIES & EXCHANGE COMMISSION
Petitioner:
KOBA MUSHKUDIANI and SILLS CUMMIS & GROSS, P.C.
Claimant:
CAROLYN LEE PLLC
Intervenor:
CTBC BANK CORP. (USA)
Receiver:
MICHAEL GOLDBERG, as Liquidation Receiver
Securities and Exchange Commission v. Xia
as 26-2498
Defendant:
JULIA YUE, Relief Defendant, RICHARD XIA, -, FLEET NEW YORK METROPOLITAN REGIONAL CENTER LLC and others
Plaintiff:
UNITED STATES SECURITIES & EXCHANGE COMMISSION
Petitioner:
SILLS CUMMIS & GROSS, P.C. and KOBA MUSHKUDIANI
Claimant:
CAROLYN LEE PLLC
Intervenor:
CTBC BANK CORP. (USA)
Receiver:
MICHAEL GOLDBERG, as Liquidation Receiver
SEC v. Waite
as 26-1936
Plaintiff:
US SECURITIES & EXCHANGE COMMISSION
Defendant:
LEILA C. WAITE and LOCKE CAPITAL MANAGEMENT, INC.
Johnson v. U.S. Securities & Exchange Commission
as 26-2247
Petitioner:
ROBERT W. JOHNSON
Respondent:
UNITED STATES SECURITIES & EXCHANGE COMMISSION, ERIC J. YOUNG, Counsel and MICHAEL H. HURWITZ, Counsel
DYKSTERHOUSE v. U.S. SECURITIES & EXCHANGE COMMISSION et al
as 1:2026cv02835
Plaintiff:
RICHARD DYKSTERHOUSE
Defendant:
U.S. SECURITIES & EXCHANGE COMMISSION and BOEING FAIR FUND
Cause Of Action: 05 U.S.C. ยง 702 Administrative Procedure Act
United States Securities and Exchange Commission v. Borland
as 26-2120
Plaintiff:
UNITED STATES SECURITIES & EXCHANGE COMMISSION
Appellant:
COPPER LEAF, LLC
Intervenor:
EMIGRANT RESIDENTIAL, LLC and UNITED STATES ATTORNEY'S OFFICE FOR THE SOUTHERN DISTRICT OF NEW YORK
Defendant:
BRENT BORLAND, BORLAND CAPITAL GROUP, LLC, BELIZE INFRASTRUCTURE FUND I, LLC and others
Johnson v. U. S. Securities & Exchange Commission
as 26-2074
Petitioner:
ROBERT W. JOHNSON
Respondent:
UNITED STATES SECURITIES & EXCHANGE COMMISSION, ERIC J. YOUNG, Counsel and MICHAEL H. HURWITZ, Counsel
United States Securities & Exchange Commission v. Ahmed
as 26-1811
Plaintiff:
UNITED STATES SECURITIES & EXCHANGE COMMISSION
Intervenor:
NMR ETAILING, LLC
Defendant:
SHALINI AHMED, -, IFTIKAR A. AHMED, -, IFTIKAR ALI AHMED SOLE PROP and others
Receiver:
STEPHEN M. KINDSETH
SEC v. Sargent
as 26-1667
Plaintiff:
US SECURITIES & EXCHANGE COMMISSION
Defendant:
HENRY B. SARGENT, FREDERICK M. MINTZ, ALAN FRAADE and others
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