Cases 11 - 20 of 40
United States Securities and Exchange Commission v. Ludwig
as 1:2017cv00331
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Christopher Ludwig
Cause Of Action: 15 U.S.C. § 78
SEC v. Michael Martin
as 17-1080
Plaintiff - Appellee:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Defendant - Appellant:
MICHAEL K. MARTIN
Defendant:
NORTH STAR FINANCE LLC, THOMAS G. ELLIS, YASUO ODA and others
Third Party Defendant:
GRIFFIN THOMAS ELLIS and ANDREW HUTCHISON
Rory Flynn v. SEC
as 16-2122
Petitioner:
RORY C. FLYNN
Respondent:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Scottsdale Capital Advisors v. Financial Industry Regulatory
as 16-1497
Plaintiff / Appellant:
SCOTTSDALE CAPITAL ADVISORS CORPORATION, JOHN J. HURRY, TIMOTHY B. DIBLASI and others
Defendant / Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Amicus Curiae:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
United States Securities and Exchange Commission v. Esposito et al
as 4:2016mc00097
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Robert M Esposito and Gregory A King
Cause Of Action: no cause specified
United States Securities and Exchange Commission v. Quinn
as 5:2016mc00001
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Thomas F. Quinn
Dawn J. Bennett v. U.S. Securities and Exchange
as 15-2584
Plaintiff - Appellant:
DAWN J. BENNETT and BENNETT GROUP FINANCIAL SERVICES, LLC
Defendant - Appellee:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Clark v. United States Securities and Exchange Commission
as 1:2015cv01373
Plaintiff:
Walter Clark
Defendant:
United States Securities and Exchange Commission
Cause Of Action: Motion to Quash
United States Securities and Exchange Commission v. Carley
as 1:2014cv01643
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Matthew Carley
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Goyal et al
as 1:2014mc00302
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Neal V. Goyal, Caldera Advisors, LLC, Blue Horizon Asset Management, LLC and others
Cause Of Action: 28 U.S.C. § 754
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