Securities/Commodities/Exchanges Cases filed in North Carolina
Cases 31 - 40 of 241
RSS Feed | View as table | Sort by last update
CHAPMAN v. FENNEC PHARMACEUTICALS INC. et al We have downloadable decisions or orders for this case
as 1:2020cv00812
Defendant: Rostislav Raykov, Fennec Pharmaceuticals Inc. and Robert Andrade
Plaintiff: JIM CHAPMAN
Cause Of Action: 12 U.S.C. § 22
Ray v. Financial Industry Regulatory Authority, Inc. We have downloadable decisions or orders for this case
as 3:2020cv00327
Defendant: Financial Industry Regulatory Authority, Inc.
Plaintiff: Allen D. Ray, Jr.
Sharps-Myers v. Young
as 3:2020cv00194
Defendant: Kirk A Young
Plaintiff: Gail Sharps-Myers
Securities and Exchange Commission v. Beane et al We have downloadable decisions or orders for this case
as 5:2020cv00095
Defendant: Stacey L Beane, Justin N Deckert and Travis Laska
Plaintiff: Securities and Exchange Commission
Cause Of Action: 12 U.S.C. § 22
Commodity Futures Trading Commission v. Winston Reed Investments L.L.C. et al We have downloadable decisions or orders for this case
as 1:2020cv00042
Defendant: Mark N. Pyatt, Daniel Randolph and Winston Reed Investments L.L.C.
Plaintiff: Commodity Futures Trading Commission
Securities and Exchange Commission v. Pyatt et al We have downloadable decisions or orders for this case
as 1:2020cv00038
Defendant: Daniel Gregory Randolph, Mark Nicholas Pyatt and Winston Reed Investments L.L.C.
Plaintiff: Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Blackwelder et al v. Horter Investment Management, LLC We have downloadable decisions or orders for this case
as 3:2019cv00676
Plaintiff: Jeanne A. Zgrodek, Christopher J. Wilson, Christine M. Howland and others
Defendant: Horter Investment Management, LLC
Cause Of Action: 28 U.S.C. § 1331
Bernini Holdings, LLC v. Conrad et al We have downloadable decisions or orders for this case
as 3:2019cv00603
Defendant: Thomas A Conrad and Ricky L Roberts
Plaintiff: Bernini Holdings, LLC
Cause Of Action: 12 U.S.C. § 22
Securities and Exchange Commission v. Bradley et al We have downloadable decisions or orders for this case
as 3:2019cv00490
Defendant: MW Enterprises, LLC, Distressed Lending Fund, LLC, Dana J Bradley and others
Plaintiff: Securities and Exchange Commission
Cause Of Action: 12 U.S.C. § 22
Securities and Exchange Commission v. Perkins et al We have downloadable decisions or orders for this case
as 5:2019cv00243
Defendant: Perkins HSU Export Corporation, Mabiala Phuati, Yilaime Corporation of Nevada and others
Plaintiff: Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.

Why Is My Information Online?