Securities/Commodities/Exchanges Cases
Cases 111 - 120 of 1,857
Securities and Exchange Commission v. Ichioka
as 3:2023cv03093
Plaintiff: Securities and Exchange Commission
Defendant: William K Ichioka
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Water Island Merger Arbitrage Institutional Commingled Master Fund LP v. Cornerstone Building Brands, Inc. et al
as 1:2023cv00701
Plaintiff: Water Island Merger Arbitrage Institutional Commingled Master Fund LP
Defendant: Cornerstone Building Brands, Inc., George L. Ball, Gary L. Forbes and others
Wojcik v. Omega Healthcare Investors, Inc. et al
as 1:2020cv03491
Defendant: Ben W. Perks, Daniel J. Booth, Kapila K. Anand and others
Plaintiff: Robert Wojcik
Securities and Exchange Commission v. Joseph Barleta We have downloadable decisions or orders for this case
as 23-11927
Plaintiff / Appellee: SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant: JOSEPH COLE BARLETA
Not Classified By Court: SERVICE
Interested Party: RYAN K. STUMPHAUZER
Petersen v. TriplePoint Venture Growth BDC Corp. et al
as 3:2023cv02980
Plaintiff: DEREK PETERSEN
Defendant: TRIPLEPOINT VENTURE GROWTH BDC CORP., JAMES P LABE, CHRISTOPHER M MATHIEU and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Joseph Barleta
as 23-11914
Plaintiff / Appellee: SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant: JOSEPH COLE BARLETA
Not Classified By Court: SERVICE
Interested Party: RYAN K. STUMPHAUZER
Wang v. Spectrum Pharmaceuticals, Inc. et al
as 1:2023cv05268
Plaintiff: Elaine Wang
Defendant: Spectrum Pharmaceuticals, Inc., William L. Ashton, Brittany K. Bradrick and others
Horton et al v. Heppner et al
as 3:2023cv01230
Plaintiff: Thomas Horton and Frank Moore
Defendant: Brad K Heppner, Peter T Cangany, Jr, Thomas O Hicks and others
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
In Re 2U, Inc. Securities Class Action We have downloadable decisions or orders for this case
as 8:2019cv03455
Petitioner: Employees' Retirement System of the Puerto Rico Electric Power Authority, DeKalb County Pension Fund, Herbert Saunders and others
Respondent: Catherine A. Graham, 2U, Inc. and Christopher J. Paucek
Plaintiff: Oklahoma City Employee Retirement System
Defendant: Harsha Mokkarala, Goldman Sachs & Co. LLC, Compass Point Research & Trading, LLC and others
Interested Party: Emerson College
Cause Of Action: 15 U.S.C. § 0078 j
Richard Theis v. Christopher J. Paucek et al
as 1:2020cv03360
Defendant: Timothy M Haley, Edward S Macias, Catherine A. Graham and others
Plaintiff: Richard Theis
Nominal Defendant: 2U, Inc.

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