Cases 1 - 10 of 26
Lubovich et al v. Financial Industry Regulatory Authority, Inc.
as 9:2023cv81580
Plaintiff:
Jandra Stephen Lubovich and Aaron Chaim Lupuloff
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 09 U.S.C. § 0009 Motion to confirm arbitration award
Lubovich et al v. Byrnes, as Trustee of the Yife Tien Irrevocable Dynasty Trust et al
as 1:2023cv23813
Petitioner:
Jandra Stephen Lubovich, Jon Cary Cooper, Aaron Chaim Lupuloff and others
Respondent:
John Byrnes, as Trustee of the Yife Tien Irrevocable Dynasty Trust, Lucy Chua, as Trustee of the Yife Tien Irrevocable Dynasty Trust, Rocky Vista University, LLC and others
Cause Of Action: 09 U.S.C. § 0009 Motion to confirm arbitration award
Schrader v. CreativeOne Wealth et al
as 2:2023mc00214
Respondent:
CreativeOne Wealth, Financial Industry Regulatory Authority, Inc. and The Kansas Securities Commissioner
Petitioner:
Timothy Schrader
Cause Of Action: 09 U.S.C. § 1 U.S. Arbitration Act
DOHERTY et al v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. et al
as 2:2023mc00088
Plaintiff:
GUDRYN K. DOHERTY, FAUN DOHERTY and EDWARD E. QUAM
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. and RICHARD BERRY
Cause Of Action: 28 U.S.C. § 1332 Diversity-Injunctive & Declaratory Relief
Spicer v. Seidt et al
as 3:2022cv00180
Plaintiff:
Bryon Keith Spicer
Defendant:
Andrea Seidt, Spicer Wealth Management, Financial Industry Regulatory Authority, Inc. and others
Cause Of Action: 09 U.S.C. § 1 U.S. Arbitration Act
Palazzo v. Financial Industry Regulatory Authority, Inc. et al
as 1:2021cv03253
Plaintiff:
Anthony Francis Palazzo
Defendant:
Financial Industry Regulatory Authority, Inc., Berkeley Capital Partners LLC and Brad Raffensperger
Cause Of Action: 09 U.S.C. § 09
Dick v. Financial Industry Regulatory Authority, Inc.
as 3:2021cv00522
Plaintiff:
Steven Lee Dick
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 09 U.S.C. § 0009
Baird v. J.J.B. Hilliard, W.L. Lyons LLC et al
as 3:2020cv00162
Respondent:
Financial Industry Regulatory Authority, Inc. and J.J.B. Hilliard, W.L. Lyons LLC
Petitioner:
Stokes Andrew Baird
Cause Of Action: 9 U.S.C. § 9
Capital One Financial Corporation et al v. Hummer et al
as 1:2019cv11582
Defendant:
Jan Hummer, FINRA Regulation, Inc. and Financial Industry Regulatory Authority, Inc.
Plaintiff:
Capital One Investing, LLC and Capital One Financial Corporation
Cause Of Action: 28 U.S.C. § 1332
Friedman v. Financial Industry Regulatory Authority, Inc.
as 1:2019cv05909
Petitioner:
Elias Friedman
Respondent:
Financial Industry Regulatory Authority, Inc.
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