Cases 1 - 10 of 12
Clark Brothers, Inc. v. Colorado Division of Securities, The
as 1:2023cv02166
Plaintiff:
Clark Brothers, Inc. and Jason Ray Clark
Defendant:
Colorado Division of Securities, The, Colorado Attorney General, FINRA and others
Cause Of Action: 42 U.S.C. § 1983 Civil Rights Act
Clark v. Colorado Division of Securities, The
as 1:2023cv02170
Plaintiff:
Jason Ray Clark
Defendant:
Colorado Division of Securities, The, Colorado Attorney General, FINRA and others
Cause Of Action: 42 U.S.C. § 1983 Civil Rights Act
Andrew Wilkinson v. FINRA
as 22-1090
Plaintiff / Appellant:
ANDREW ELLIOTT WILKINSON
Defendant / Appellee:
FINRA and PLACE AND HANLEY, LCC
Defendant:
WELLS FARGO CLEARING SERVICES, LLC, ANGIE OSTENDARP, MIKE QUIMBY and others
Respondent:
RANDALL CHARLES PLACE
Wilkinson v. Wells Fargo Bank, N.A. et al
as 3:2019cv00580
Defendant:
Angela Ostendarp, Wells Fargo Bank, N.A., Michael Quimby and others
Plaintiff:
Andrew Elliott Wilkinson
Cause Of Action: 42 U.S.C. § 1983
Cristo v. US Securities and Exchange Comission et al
as 3:2019cv01910
Defendant:
US Securities and Exchange Comission, Financial Industry Regulatory Authority, FINRA employees DOE 1-20 and others
Plaintiff:
Constantine Gus Cristo
Cause Of Action: 28 U.S.C. § 1331
Laferrera v. Valic Financial Advisors Inc (VFA) et al
as 7:2019cv00172
Plaintiff:
Brett Laferrera
Defendant:
Valic Financial Advisors Inc (VFA) and Financial Industry Reglatory Authority (FINRA)
Cause Of Action: 28 U.S.C. § 1331
Smith v. McMaster et al
as 8:2017cv02549
Plaintiff:
Samuel N. Smith
Defendant:
Henry McMaster, Jean Toal, Rick Quinn and others
Cause Of Action: 42 U.S.C. § 1983
Samuel Smith v. Jean Toal
as 14-1280
Plaintiff - Appellant:
SAMUEL N. SMITH
Defendant - Appellee:
JEAN H. TOAL, RICK QUINN, T. STEPHEN LYNCH and others
Smith v. Toal et al
as 3:2014cv00507
Plaintiff:
Samuel N Smith
Defendant:
Jean H Toal, Rick Quinn, T Stephen Lynch and others
Cause Of Action: 42 U.S.C. § 1983
McCrudden v. US Commodity Futures Trading Commission et al
as 1:2013cv06930
Plaintiff:
Vincent Patrick McCrudden
Defendant:
US Commodity Futures Trading Commission, Gary Gensler, Timothy J. Mulreaney and others
Cause Of Action: 28 U.S.C. § 1331 cv Fed. Question: Other Civil Rights
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
