Cases 31 - 40 of 136
AltaCorp. Capital Inc. v. Financial Industry Regulatory Authority, Inc. et al
as 1:2020cv05221
Defendant:
Financial Industry Regulatory Authority, Inc., FINRA Regulation, Inc. and John C.T. Cloghesy
Plaintiff:
AltaCorp. Capital Inc.
Securities and Exchange Commis v. Lek Securities Corporation
as 20-1854
Defendant:
Lek Securities Corporation and Samuel Lek
3Rd Party Defendant:
Financial Industry Regulatory Authority, Inc.
Defendant / Appellant:
Nathan Fayyer, Vali Management Partners, DBA Avalon Fa LTD." and Sergey Pustelnik, AKA Serge Pustelnik
Plaintiff / Appellee:
United States Securities and Exchange Commission
Ray v. Financial Industry Regulatory Authority, Inc.
as 3:2020cv00327
Defendant:
Financial Industry Regulatory Authority, Inc.
Plaintiff:
Allen D. Ray, Jr.
Baird v. J.J.B. Hilliard, W.L. Lyons LLC et al
as 3:2020cv00162
Respondent:
Financial Industry Regulatory Authority, Inc. and J.J.B. Hilliard, W.L. Lyons LLC
Petitioner:
Stokes Andrew Baird
Cause Of Action: 9 U.S.C. § 9
BLACKBOOK CAPITAL INC et al v. THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
as 2:2019cv21772
Plaintiff:
FRANKLIN OGELE and BLACKBOOK CAPITAL INC
Defendant:
THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. and JOHN DOES 1-10
Cause Of Action: 05 U.S.C. § 702
BLACKBOOK CAPITAL, INC. et al v. THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
as 2:2019cv21492
Plaintiff:
FRANKLIN OGELE and BLACKBOOK CAPITAL, INC.
Defendant:
THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Cause Of Action: 05 U.S.C. § 702
Capital One Financial Corporation et al v. Hummer et al
as 1:2019cv11582
Defendant:
Jan Hummer, FINRA Regulation, Inc. and Financial Industry Regulatory Authority, Inc.
Plaintiff:
Capital One Investing, LLC and Capital One Financial Corporation
Cause Of Action: 28 U.S.C. § 1332
Golde v. Financial Industry Regulatory Authority, Inc.
as 1:2019cv06677
Respondent:
Financial Industry Regulatory Authority, Inc.
Petitioner:
Darren Golde
Cause Of Action: 27 U.S.C. § 185
Friedman v. Financial Industry Regulatory Authority, Inc.
as 1:2019cv05909
Petitioner:
Elias Friedman
Respondent:
Financial Industry Regulatory Authority, Inc.
WELLS FARGO CLEARING SERVICES LLC v. DI IANNI et al
as 2:2019cv02514
Respondent:
MICHAEL AND JANICE DI IANNI
Nominal Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Petitioner:
WELLS FARGO CLEARING SERVICES LLC
Cause Of Action: 28 U.S.C. § 1332
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