Securities/Commodities/Exchanges Cases
Cases 1 - 10 of 10
Fiyyaz Pirani v. Slack Technologies, Inc., et al We have downloadable decisions or orders for this case
as 20-16419
Defendant / Appellant: ACCEL GROWTH FUND INVESTORS 2016 L.L.C., GRAHAM SMITH, SOCIAL+CAPITAL PARTNERSHIP GP II L.P. and others
Plaintiff / Appellee: FIYYAZ PIRANI
Amicus Curiae: CHAMBER OF COMMERCE OF THE UNITED STATES OF AMERICA, NATIONAL VENTURE CAPITAL ASSOCIATION, SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION and others
US Securities and Exchange Commission v. Brown We have downloadable decisions or orders for this case
as 9:2019mc80503
Plaintiff: SEC US Securities and Exchange Commission and US Securities and Exchange Commission
Defendant: Michael P. Brown
Cause Of Action: 15 U.S.C. § 0078
SEC v. Schiller
as 4:2018cv02433
Defendant: John D. Schiller, Jr.
Plaintiff: SEC
Cause Of Action: 15 U.S.C. § 78
Alan Willis, et al v. Big Lots, Inc., et al
as 17-3871
Defendant / Appellant: CHARLES HAUBIEL, II, TIMOTHY A. JOHNSON, STEVEN S. FISHMAN and others
Plaintiff / Appellee: CITY OF PONTIAC GENERAL EMPLOYEES' RETIREMENT SYSTEM, TEAMSTERS LOCAL 237 ADDITIONAL SECURITY BENEFIT FUND and ALAN WILLIS
Amicus Curiae: AMICI CURIAE LAW PROFESSORS AND FORMER SEC OFFICIALS, SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION (SIFMA) and U.S. CHAMBER OF COMMERCE
SEC v. Alfred Teo, Sr., et al We have downloadable decisions or orders for this case
as 12-1168
Plaintiff - Appellee: SEC
Defendant - Appellant: ALFRED S. TEO, SR. and MAAA TRUST, FBO MARK, ANDREW, ALAN AND ALFRED TEO, JR.
Defendant - Appellee: TEREN SETO HANDELMAN, JOHN D. REIER, CHARLES D. FORTUNE and others
Ching v. Securities and Exchange Commission (SEC) et al
as 1:2007cv02458
Plaintiff: Ira I. Ching
Defendant: Securities and Exchange Commission (SEC) and Michael A. Grassmueck
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Krell et al v. Securities and Exchange Commission (SEC) et al
as 1:2007cv02285
Plaintiff: Arnold G. Krell and Rebecca Rust-Krell
Defendant: Securities and Exchange Commission (SEC) and Michael A. Grassmueck
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Standifer et al v. Securities and Exchange Commission (SEC) et al
as 1:2007cv02179
Plaintiff: Colleen Marie Standifer and LeRoy Standifer
Defendant: Securities and Exchange Commission (SEC) and Michael A. Grassmueck
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Ferris Baker Watts, et al v. Deutsche Bank Sec., et al We have downloadable decisions or orders for this case
as 0:2002cv03682
Defendant: Deutsche Bank Sec
Plaintiff: Ferris Baker Watts
SEC v. Herula, et al We have downloadable decisions or orders for this case
as 1:2002cv00154
Plaintiff: SEC
Defendant: Charles Sullivan, . , Estate of Martin D. Fife and Mary Lee Capalbo
Movant: Marc D. Wallick and Oharacho Nogyo Kyodo Kumiai
Respondent: Geragos & Geragos, Mark Geragos, George Buehler and others
Cause Of Action: 15 U.S.C. § 77

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?