Cases 41 - 50 of 523
United States Securities and Exchange Commission v. Ahmed
as 22-3077
Plaintiff:
NMR e-tailing, LLC
Plaintiff / Appellee:
United States Securities and Exchange Commission
Defendant:
Iftikar A. Ahmed and Iftikar Ali Ahmed Sole Prop
Appellee:
Stephen M. Kindseth
Intervenor:
Daniel G. Johnson, in his capacity as trustee of the Iftikar A. Ahmed Family Trust and custodian of the UTMA accounts for the benefit of the three minor children of Iftikar A. Ahmed and Shalini A. Ahmed
Defendant / Appellant:
I-Cubed Domains, LLC, Shalini Ahmed, Shalini Ahmed 2014 Grantor Retained Annuity Trust and others
United States Securities and Exchange Commission v. Willis
as 1:2022cv02744
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Brent David Willis
Cause Of Action: 15 U.S.C. § 10 Securities Exchange Act
Feathers v. United States Securities and Exchange Commission
as 3:2022cv05756
Plaintiff:
Mark Feathers
Defendant:
United States Securities and Exchange Commission
Cause Of Action: 05 U.S.C. § 551 Administrative Procedure Act
United States Securities and Exchange Commission v. Nordlund
as 0:2022cv02406
Plaintiff:
Securities and Exchange Commission and United States Securities and Exchange Commission
Defendant:
Jason Nordlund
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
United States Securities and Exchange Commission v. Morningview Financial LLC et al
as 1:2022cv08142
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Morningview Financial LLC, Miles M Riccio and Joseph M Riccio, Jr
Amicus Curiae:
Alternative Investment Management Association, Ltd., Trading and Markets Project, Inc. and National Association of Private Fund Managers
United States Securities and Exchange Commission v. Thompson et al
as 2:2022cv01609
Plaintiff:
United States Securities and Exchange Commission
Defendant:
James R. Thompson, Barry D. Loveless and James A. Mylock, Jr.
United States Securities and Exchange Commission v. Bressler
as 1:2022cv07391
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Lee A. Bressler
UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. LINDBERG et al
as 1:2022cv00715
Plaintiff:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Defendant:
GREGORY E LINDBERG, CHRISTOPHER HERWIG and STANDARD ADVISORY SERVICES LIMITED
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
DESALVO v. UNITED STATES SECURITIES AND EXCHANGE COMMISSION
as 2:2022cv03481
Plaintiff:
JOHN A DESALVO
Defendant:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
United States Securities and Exchange Commission v. Watson et al
as 1:2022cv02147
Plaintiff:
US Securities and Exchange Commission and United States Securities and Exchange Commission
Defendant:
Robert Brian Watson, WDC Holdings LLC d/b/a Northstar Commercial Partners and WDC Holdings LLC doing business as Northstar Commercial Partners
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
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