Securities/Commodities/Exchanges Cases filed
Cases 1 - 20 of 15,490
Hughes v. Accretive Health, Inc. et al
as 1:2013cv03688
Plaintiff: Tiffany M Hughes
Defendants: Accretive Health, Inc., Mary A. Tolan, John T. Staton, James M Bolotin, J. Michael Cline and others
Cause Of Action: Securities Fraud
Steffen v. DMATRIX, INC. et al
as 2:2013cv00876
Plaintiff: Mark Donald Steffen
Defendants: Michael Amie, David Charlton, DMATRIX, INC., Beverly Rosherral, Lana R Rucker and others
Cause Of Action: Fed. Question: Securities Violation
Charles Schwab Corporation et al v. Bank of America Corporation et al
as 3:2013cv02244
Plaintiffs: Charles Schwab Corporation , Charles Schwab Bank, N.A. , Charles Schwab & Co., Inc. , Schwab Short-Term Bond Market Fund , Schwab Total Bond Market Fund and others
Defendants: Bank of America Corporation , Bank of America, N.A. , Bank of Tokyo-Mitsubishi UFJ Ltd., Barclays Bank PLC, CitiGroup, Inc. and others
Cause Of Action: Securities Fraud
Donoghue v. Camco Financial Corporation et al
as 1:2013cv03297
Plaintiff: Deborah Donoghue
Defendant: Laurence S. Christ
Cause Of Action: m(a) Securities Exchange Act
Ryan et al v. Peter G. Milne, P.C. et al
as 2:2013cv00415
Plaintiffs: Val Ryan and Joy Ryan
Defendants: Peter G. Milne, P.C., Richard Hicks and Peter Milne
Cause Of Action: m(a) Securities Exchange Act
Securities And Exchange Commission v. Fowler et al
as 1:2013cv01656
Plaintiff: Securities And Exchange Commission
Defendants: Robert Fowler and US Capital Funding II Series Trust 1, Inc.
Cause Of Action: Securities Fraud
United States Securities and Exchange Commission v. Dushek et al
as 1:2013cv03669
Plaintiff: United States Securities and Exchange Commission
Defendants: Charles J. Dushek, Charles S. Dushek, Capital Management Associates, Inc. and Margaret Dushek
Cause Of Action: m(a) Securities Exchange Act
Light Salt Investments, LP v. Fisher et al
as 3:2013cv01158
Plaintiff: Light Salt Investments, LP
Defendants: Alan R. Fisher, Justin A. Fisher, Chad Fisher, Adam Fisher, P.C.H. World Wide LLC and others
Cause Of Action: m(a) Securities Exchange Act
SECURITIES AND EXCHANGE COMMISSION v. RINO INTERNATIONAL CORPORATION et al
as 1:2013cv00711
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Defendants: RINO INTERNATIONAL CORPORATION, DEJUN "DAVID&quo ZOU and JIANPING "AMY" QIU
Cause Of Action: Securities Fraud
Browning v. Amyris, Inc. et al
as 3:2013cv02209
Plaintiff: David Browning
Defendants: Amyris, Inc. and John G. Melo
Cause Of Action: m(a) Securities Exchange Act
IN RE American International G
as 13-1929
Defendants: Howard Smith, John A. Graf, John Houldsworth, Wachovia Securities, Inc., Richard Napier and others
Appellant: Marshall Orloff
Intervenors: Jacksonville Police & Fire Pension Fund and James Connolly
Plaintiff - Appellees: Sharyn Rothstein, Marisa Rothstein, Mollye Rothstein, Objector, Alan Rothstein, Objector, San Francisco Employees' Retirement System and others
Commodity Futures Trading Commission v. Global Precious Metals Trading, LLC et al
as 1:2013cv21707
Cause Of Action: Commodity Futures Trading Act
New York City Employees' Retirement System et al v. BP p.l.c. et al
as 4:2013cv01393
Plaintiffs: New York City Employees' Retirement System , Teachers' Retirement System of the City of New York , New York City Police Pension Fund , New York City Fire Department Pension Fund , New York City Board of Education Retirement System and others
Defendants: BP P.L.C. , BP America Inc. , BP Exploration & Production Inc. , Anthony B. Hayward, Douglas J. Suttles and others
Cause Of Action: m(a) Securities Exchange Act
United States Commodity Futures Trading Commission v. Global Precious Metals Trading Company, LLC et al
as 1:2013cv21708
Plaintiff: United States Commodity Futures Trading Commission
Defendants: Global Precious Metals Trading Company, LLC and Michael Ghaemi
Cause Of Action: Commodity Futures Trading Act
Steginsky v. Xcelera Inc.
as 13-1892
Defendants: Hans Eirik Olav and OFC Ltd.
Defendant - Appellants: Xcelera Inc., VBI Corporation, Gustav M. Vik and Alexander M. Vik
Plaintiff - Appellee: Gloria Steginsky
Davison et al v. Ventrus Biosciences, Inc. et al
as 1:2013cv03119
Plaintiffs: Ted Davison , William Gould and Ray Lenci
Defendants: Ventrus Biosciences, Inc., Russell H. Ellison, David J. Barrett and National Securities Corporation
Cause Of Action: m(a) Securities Exchange Act
Lee v. Pincus et al
as 1:2013cv00834
Plaintiff: Wendy Lee
Defendants: Mark Pincus , John Schappert , William Gordon , Reid Hoffman , Jeffrey Katzenberg and others
Cause Of Action: Notice of Removal
OpenGate Capital Group LLC et al v. Thermo Fisher Scientific Inc et al
as 2:2013cv03368
Plaintiffs: OpenGate Capital Group LLC, RoundRock 092012 LLC, RoundRock Mexico LLC and RoundRock Scientific International LLC
Defendants: Does and Thermo Fisher Scientific Inc
Phoenix Light SF Limited et al v. Bank of America Corp. et al
as 2:2013cv03296
Plaintiffs: Blue Heron Funding II Ltd., Blue Heron Funding IX Ltd., Blue Heron Funding V Ltd., Blue Heron Funding VI Ltd., Blue Heron Funding VII Ltd. and others
Defendants: BAC Home Loans Servicing ,LP, Bank of America Corp., CWALT, Inc., CWMBS, Inc., Countrywide Financial Corp. and others
STROUGO v. UNITEK GLOBAL SERVICES, INC. et al
as 2:2013cv02580
Plaintiff: ROBERT STROUGO
Defendants: UNITEK GLOBAL SERVICES, INC., C. SCOTT HISEY, ROCCO ROMANELLA, RONALD J. LEJMAN, MICHAEL HAYFORD and others
Cause Of Action: Fed. Question: Securities Violation
