Cases 31 - 40 of 164
Heslin Gallagher v. Financial Industry Regulatory Authority, Inc.
as 21-13605
Plaintiff / Appellant:
HESLIN GALLAGHER
Defendant / Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Palazzo v. Financial Industry Regulatory Authority, Inc. et al
as 1:2021cv03253
Plaintiff:
Anthony Francis Palazzo
Defendant:
Financial Industry Regulatory Authority, Inc., Berkeley Capital Partners LLC and Brad Raffensperger
Cause Of Action: 09 U.S.C. § 09
Gallagher v. Financial Industry Regulatory Authority, Inc.
as 9:2021cv81394
Plaintiff:
Heslin Gallagher
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 15 U.S.C. § 0078
Dick v. Financial Industry Regulatory Authority, Inc.
as 3:2021cv00522
Plaintiff:
Steven Lee Dick
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 09 U.S.C. § 0009
United States Securities and E v. Lek Securities Corporation
as 21-453
Defendant:
Lek Securities Corporation and Samuel Lek
3Rd Party Defendant:
Financial Industry Regulatory Authority, Inc.
Defendant / Appellant:
Nathan Fayyer, Vali Management Partners, DBA Avalon Fa LTD." and Sergey Pustelnik, AKA Serge Pustelnik
Plaintiff / Appellee:
United States Securities and Exchange Commission
William H. Murphy & Co. v. SEC
as 21-60122
Respondent:
Securities and Exchange Commission and Financial Industry Regulatory Authority
Petitioner:
William H. Murphy & Company, Incorporated and William H. Murphy
Fife v. Financial Industry Regulatory Authority, Inc.
as 1:2020cv10716
Defendant:
Financial Industry Regulatory Authority, Inc.
Plaintiff:
John M. Fife
Alpine Securities Corporation v. Financial Industry Regulatory Authority
as 2:2020cv00794
Defendant:
Financial Industry Regulatory Authority
Plaintiff:
Alpine Securities Corporation
Congemi v. Nason et al
as 1:2020cv11941
Plaintiff:
Frank Congemi
Defendant:
Barbara Nason and The Financial Industry Regulatory Authority
Cause Of Action: 09 U.S.C. § 1
Congemi v. Nason et al
as 3:2020cv11941
Plaintiff:
Frank Congemi
Defendant:
Barbara Nason and The Financial Industry Regulatory Authority
Cause Of Action: 09 U.S.C. § 1
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