Cases
Cases 41 - 50 of 234
Heslin Gallagher v. Financial Industry Regulatory Authority, Inc.
as 21-13605
Plaintiff / Appellant: HESLIN GALLAGHER
Defendant / Appellee: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Aurangzeb Pirzada v. Financial Industry Regulatory Authority, Inc. et al
as 2:2021cv07395
Plaintiff: Aurangzeb Pirzada and Zeb Pirzada
Defendant: Financial Industry Regulatory Authority, Inc. (Finra), A Private Company, David Watson, Deborah Pohlson and others
Cause Of Action: 28 U.S.C. § 1441
Gallagher v. Financial Industry Regulatory Authority, Inc.
as 9:2021cv81394
Plaintiff: Heslin Gallagher
Defendant: Financial Industry Regulatory Authority, Inc.
Cause Of Action: 15 U.S.C. § 0078
Palazzo v. Financial Industry Regulatory Authority, Inc. et al
as 1:2021cv03253
Plaintiff: Anthony Francis Palazzo
Defendant: Financial Industry Regulatory Authority, Inc., Berkeley Capital Partners LLC and Brad Raffensperger
Cause Of Action: 09 U.S.C. § 09
Justin H. Wilkes v. Randstad US, LLC et al
as 2:2021cv05707
Plaintiff: Justin H. Wilkes
Defendant: Randstad US, LLC and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 42 U.S.C. § 2000
Dick v. Financial Industry Regulatory Authority, Inc.
as 3:2021cv00522
Plaintiff: Steven Lee Dick
Defendant: Financial Industry Regulatory Authority, Inc.
Cause Of Action: 09 U.S.C. § 0009
United States Securities and E v. Lek Securities Corporation
as 21-453
Defendant: Lek Securities Corporation and Samuel Lek
3Rd Party Defendant: Financial Industry Regulatory Authority, Inc.
Defendant / Appellant: Nathan Fayyer, Vali Management Partners, DBA Avalon Fa LTD." and Sergey Pustelnik, AKA Serge Pustelnik
Plaintiff / Appellee: United States Securities and Exchange Commission
William H. Murphy & Co. v. SEC
as 21-60122
Respondent: Securities and Exchange Commission and Financial Industry Regulatory Authority
Petitioner: William H. Murphy & Company, Incorporated and William H. Murphy
Fife v. Financial Industry Regulatory Authority, Inc. We have downloadable decisions or orders for this case
as 1:2020cv10716
Defendant: Financial Industry Regulatory Authority, Inc.
Plaintiff: John M. Fife
Alpine Securities Corporation v. Financial Industry Regulatory Authority We have downloadable decisions or orders for this case
as 2:2020cv00794
Defendant: Financial Industry Regulatory Authority
Plaintiff: Alpine Securities Corporation

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