Cases 1 - 10 of 236
Strege v. Charles Schwab
as 24-10525
Plaintiff:
Adam Strege
Defendant:
Charles Schwab, Uranium One, Energy Fuels and others
Inter-Coastal Waterways LLC v. Tradestation Securities, Inc. et al
as 0:2024cv60891
Plaintiff:
Inter-Coastal Waterways LLC
Defendant:
Tradestation Securities, Inc., The Financial Industry Regulatory Authority and Doe Defendants 1-10
Cause Of Action: 15 U.S.C. § 0078 Securities Exchange Act
Zahringer v. Financial Industry Regulatory Authority
as 1:2024cv21135
Petitioner:
Mr. James Zahringer and James Zahringer
Respondent:
Financial Industry Regulatory Authority (FINRA) and Financial Industry Regulatory Authority
Cause Of Action: 09 U.S.C. § 0009 Motion to confirm arbitration award
Ransom v. Gozola et al
as 2:2024cv00543
Petitioner:
Terrence Scott Ransom
Respondent:
Richard W Gozola and Financial Industry Regulatory Authority
Cause Of Action: 27 U.S.C. § 185 Enforcement of Arbitration Award
Strege v. Charles Schwab et al
as 3:2024cv00667
Plaintiff:
Adam Strege
Defendant:
Charles Schwab, Uranium One, Energy Fuels and others
Cause Of Action: 15 U.S.C. § 1681 Fair Credit Reporting Act
Clark v. The Charles Schwab Corporation et al
as 4:2024cv00073
Plaintiff:
Jason Ray Clark
Defendant:
The Charles Schwab Corporation, The Colorado Division of Securities, The Colorado Department of Regulatory Agencies and others
Cause Of Action: 42 U.S.C. § 1983 Civil Rights Act
Lubovich et al v. Financial Industry Regulatory Authority, Inc.
as 9:2023cv81580
Plaintiff:
Jandra Stephen Lubovich and Aaron Chaim Lupuloff
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 09 U.S.C. § 0009 Motion to confirm arbitration award
Frank Black v. Financial Industry Regulatory Authority
as 23-2297
Petitioner:
FRANK HARMON BLACK and SOUTHEAST INVESTMENTS, N.C., INC.
Respondent:
FINANCIAL INDUSTRY REGULATORY AUTHORITY and SECURITIES & EXCHANGE COMMISSION
Black et al v. Financial Industry Regulatory Authority et al
as 3:2023cv00709
Plaintiff:
Frank Harmon Black and Southeast Investments, N.C., Inc.
Defendant:
Financial Industry Regulatory Authority and Securities and Exchange Commission
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
MESNER v. FMR LLC et al
as 2:2023cv00404
Plaintiff:
ANDREW S MESNER
Defendant:
FMR LLC, FIDELITY BROKERAGE SERVICES LLC and FINANCIAL INDUSTRY REGULATORY AUTHORITY INC
Cause Of Action: 18 U.S.C. § 1961 Racketeering (RICO) Act
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