Cases 1 - 10 of 29
Global Asset Management Group, Inc. v. FRA Wealth Managment, LLC
as 6:2024cv00446
Petitioner:
Global Asset Management Group, Inc.
Respondent:
FRA Wealth Managment, LLC.
Defendant:
FRA Wealth Management, LLC
Cause Of Action: 28 U.S.C. § 1332 Diversity-Injunctive & Declaratory Relief
Vanguard Group, Inc. v. Snipes et al
as 3:2022cv00261
Counter Defendant:
Vanguard Group, Inc.
Counter Claimant:
Matthew Philip Snipes and Topsail Wealth Management, LLC
Cause Of Action: 28 U.S.C. § 1332 Diversity-Contract Dispute
LOVELAND v. LENTZ et al
as 2:2022cv02348
Plaintiff:
Vickianne T. Loveland
Defendant:
David Willingham Lentz, Ameriprise Financial Services, LLC, TCA Financial Group, LLC and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Congress Wealth Management LLC v. Mason et al
as 1:2021cv02942
Plaintiff:
Congress Wealth Management LLC
Defendant:
Joshua Mason and Carrie Beren
Cause Of Action: 28 U.S.C. § 1332
TRELOAR & HEISEL, INC et al v. MILLER et al
as 2:2021cv00514
Plaintiff:
T&H TRELOAR & HEISEL, INC, TRELOAR & HEISEL, INC and T&H WEALTH MANAGEMENT, LLC
Defendant:
JEFFREY SMOLNIK and JOSHUA C. MILLER
Cause Of Action: 28 U.S.C. § 1441
Moore v. Institute for Wealth Advisors Inc et al
as 3:2019cv02601
Defendant:
Institute for Wealth Holdings, Inc., Institute for Wealth Advisors, Inc., Institute for Wealth Management, LLC and others
Plaintiff:
Dewey M. Moore, Jr. and Dewey M Moore, Jr
Cause Of Action: 28 U.S.C. § 1332
JANNEY MONTGOMERY SCOTT LLC v. BRAUNSTEIN et al
as 2:2019cv04334
Defendant:
PARADIGM WEALTH MANAGEMENT LLC., LAURENCE BRAUNSTEIN and PARADIGM WEALTH MANAGEMENT LLC
Plaintiff:
JANNEY MONTGOMERY SCOTT LLC. and JANNEY MONTGOMERY SCOTT LLC
Modera Wealth Management, LLC v. Wright et al
as 1:2019cv03884
Defendant:
Brandy Wright and Blake Financial Counsel, LLC
Plaintiff:
Modera Wealth Management, LLC
Wells Fargo Clearing Services, LLC v. Pultman et al
as 4:2018cv01788
Defendant:
Rose Marie Gennaro Gaynor, Brian Pultman, Correct Capital Wealth Management, LLC and others
Plaintiff:
Wells Fargo Clearing Services, LLC
Cause Of Action: 28 U.S.C. § 1332
Genery et al v. LPL Financial, LLC
as 1:2018cv00326
Plaintiff:
Marilyn Genery and Genery Wealth Management, LLC
Defendant:
LPL Financial, LLC
Cause Of Action: 28 U.S.C. § 1441 Notice of Removal
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