Cases 21 - 30 of 234
SCOTTSDALE CAPITAL ADVISORS CORPORATION et al v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
as 1:2023cv01506
Plaintiff:
SCOTTSDALE CAPITAL ADVISORS CORPORATION and ALPINE SECURITIES CORPORATION
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Intervenor Defendant:
UNITED STATES OF AMERICA
Cause Of Action: 28 U.S.C. § 2201 Constitutionality of State Statute(s)
SCAP 9, LLC v. Financial Industry Regulatory Authority, Inc.
as 23-15627
Plaintiff / Appellant:
SCAP 9, LLC
Defendant / Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Park v. E-Trade Financial Corporate Services, Inc. et al
as 2:2023cv00069
Plaintiff:
Jae Hyun Park
Defendant:
E-Trade Financial Corporate Services, Inc., E-Trade Securities, LLC and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Plaintiff v. Defendant
as 1:2023cv10706
Petitioner:
Plaintiff v. Defendant
Respondent:
Plaintiff v. Defendant
Cause Of Action: 28 U.S.C. § 1651 Petition for Writ of Mandamus
Hensley v. TD Ameritrade Inc et al
as 3:2023cv05159
Defendant:
Financial Industry Regulatory Authority, TD Ameritrade Inc, Waterhouse Securities Inc and others
Plaintiff:
Alain Hensley
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Richard Hofman v. Fidelity Brokerage Services LLC et al
as 2:2023cv00881
Plaintiff:
Richard Alan Hofman and Richard Hofman
Defendant:
Fidelity Brokerage Services LLC, Financial Industry Regulatory Authority, Inc., Depository Trust & Clearing Corporation and others
Cause Of Action: 28 U.S.C. § 1446 Notice of Removal
Clark v. Colorado Division of Securities, The, et al.
as 1:2023cv00191
Plaintiff:
Jason Ray Clark
Defendant:
CDS, Colorado Division of Securities, The, United States Securities Exchange Commission, The and others
Cause Of Action: 42 U.S.C. § 1983 Civil Rights Act
DOHERTY et al v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. et al
as 2:2023mc00088
Plaintiff:
GUDRYN K. DOHERTY, FAUN DOHERTY and EDWARD E. QUAM
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. and RICHARD BERRY
Cause Of Action: 28 U.S.C. § 1332 Diversity-Injunctive & Declaratory Relief
TAWIL v. FINANCIAL INDUSTRY REGULATORY AUTHORITY
as 4:2022cv00440
Plaintiff:
Roza Mohammad Tawil
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Scottsdale Capital Advisors Corporation et al
as 8:2022cv02347
Plaintiff:
Scottsdale Capital Advisors Corporation and Alpine Securities Corporation
Defendant:
Financial Industry Regulatory Authority, Inc.
Intervenor Defendant:
United States of America
Cause Of Action: 28 U.S.C. § 2201 Constitutionality of State Statute(s)
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